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Mid-Cap Financial Stocks

U.S. Exchanges

List of Mid-Cap Financial Stocks Listed on U.S. Exchanges

This list includes mid-sized companies in the financial sector with a market capitalization between two and ten billion dollars. We update this page at the start of every month so it is possible that a stock’s market cap might fall below two billion dollars or go above ten billion dollars between updates. Additional companies in the financial sector can be found in the following sections:

List of Financial Sector Companies

Large-Cap Financial Sector

Small-Cap Financial Sector

Micro-Cap Financial Sector

Due to the size of the financial sector, we have created separate sections for the following categories:

Mid-Cap Banks

Mid-Cap Insurance

Mid-Cap Real Estate

A comparison widget that shows trend, earnings per share (EPS), P/E ratio and beta for each of the companies on this list can be accessed through the link below.

Mid-Cap Financial Sector Comparison Widget

Select the company’s link to access charts, news links and company website and social media information.

Alternative Asset Management Companies

Apollo Global Management, LLC. (APO) (Credit, private equity and real estate)

Ares Management L.P. (ARES) (Direct lending, private equity, real estate and tradable credit)

Oaktree Capital Group, LLC. (OAK) (Convertible securities, corporate debt, distressed debt, real estate and listed equities)

The Carlyle Group L.P. (CG) (Corporate private equity, global market strategies, real assets)

Asset Management Companies

Affiliated Managers Group, Inc. (AMG)

AllianceBerstein Holdings L.P. (AB)

Artisan Partners Asset Management Inc. (APAM)

Eaton Vance Corporation (EV)

Federated Investors, Inc. (FII)

Janus Henderson Group plc (JHG)

KKR & Co. L.P. (KKR)

Lazard Ltd. (LAZ)

Legg Mason, Inc. (LM)

SEI Investments Company (SEIC)

Voya Financial, Inc. (VOYA)


BGC Partners, Inc. (BGCP) (Provides services to both the financial and real estate markets)

LPL Financial Holdings Inc. (LPLA) (Brokerage and investment advisory services)

Stifel Financial Corporation (SF) (Broker-dealer; investment banking)

Credit and Prepaid Cards

WEX Inc. (WEX) (Fuel cards)

Electronic Trading Services

MarketAxess Holdings, Inc. (MKTX) (Fixed income trading services)

Virtu Financial, Inc. (VIRT) (IPO in April 2015: high-frequency trading and market making firm)


CBOE Holdings, Inc. (CBOE) (Chicago Board Options Exchange, C2 Options Exchange and CBOE Futures Exchange)

Financial Services

Ally Financial Inc. (ALLY) (Automotive)

CIT Group Inc. (DEL) (CIT) (Financing and leasing services to middle market companies)

Credit Acceptance Corporation (CACC) (Automotive)

OneMain Holdings, Inc. (OMF) (Financial lending)

Qudian Inc. (QD) (IPO October 18, 2017; online credit products)

Santander Consumer USA Holdings Inc. (SC) (Automotive)

Financial News, Research and Data

Dun & Bradstreet Corporation (The) (DNB) (Analytics, data and analysis on businesses)

FactSet Research Systems Inc. (FDS) (Research, analytics, data feeds and mobile applications used by investment professionals)

Morningstar, Inc. (MORN) (Data and investment research)

MSCI Inc. (MSCI) (Research-driven financial insights and tools)

Investment Banks

Evercore Partners Inc. (EVR)

Houlihan Lokey, Inc. (HLI) (IPO in August 2015)

Related Links:

Mid-Cap Stocks

Stocks by Market Cap

Publicly Traded Companies by Sector and Industry