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Publicly Traded Investment Banks

U.S. Exchanges

List of Publicly Traded Investment Banks Listed on Major U.S. Exchanges

The companies on this list provide investing banking services. Investment banks perform a wide range of functions including:

  • Providing brokerage services for institutional clients
  • Assisting in mergers and acquisitions
  • Assisting in corporate reorganizations
  • Corporate defense activities
  • Raising capital through underwriting
  • Underwriting of public offerings
  • Spin-offs
  • Retail and Commercial banking services

While there are companies that exclusively or primarily engage in investing banking activities, it is also common for investing banking services to be a lesser area of focus in comparison to other activities in which the company is engaged. This occurs frequently with many of the broker-dealers who also engage in investing banking.


Additional publicly traded financial companies and financial categories can be accessed through the link below:

Publicly Traded Companies in the Financial Sector

A comparison widget that shows trend, earnings per share (EPS), P/E ratio and beta for each of the companies on this list can be accessed through the link below.

Investment Bank Industry Comparison Widget

Select the company’s link to access charts, news links and company website and social media information.

Investment Banks: Large-Cap Stocks

Goldman Sachs Group, Inc. (The) (GS)

Morgan Stanley (MS)

Raymond James Financial, Inc. (RJF) (Broker-dealer; investment banking)

The Blackstone Group L.P. (BX)

Investment Banks: Mid-Cap Stocks

Evercore Partners Inc. (EVR)

Lazard Ltd. (LAZ)

Stifel Financial Corporation (SF) (Broker-dealer; investment banking)

Investment Banks: Small-Cap Stocks

Cowen Group, Inc. (COWN) (Investment banking, alternative asset management)

Greenhill & Co., Inc. (GHL) (Only provides advisory services)

Houlihan Lokey, Inc. (HLI) (IPO in August 2015)

Ladenburg Thalmann Financial Services Inc. (LTS) (Investment banking, broker-dealer)

Moelis & Company (MC)

Piper Jaffray Companies (PJC) (Investment banking and asset management)

Investment Banks: Micro-Cap Stocks

B Riley Financial, Inc. (RILY)


Oppenheimer Holdings, Inc. (OPY) (Investment bank; broker-dealer)

Siebert Financial Corp. (SIEB) (Broker-dealer; investment banking)

Related Links:

Publicly Traded Companies by Sector and Industry