Publicly Traded Brokers

U.S. Exchanges

List of Publicly Traded Brokers Listed on Major U.S. Exchanges

These companies offer brokerage services to individual and institutional investors as well as financial advisors. TD Ameritrade Holding Corporation (AMTD), E*TRADE Financial Corporation (ETFC) and Interactive Brokers Group, Inc. (IBKR) provide investors with online trading capabilities while BGC Partners, Inc. (BGCP) and LPL Financial Holdings, Inc. (LPLA) offer a variety of brokerage services to financial professionals. In addition to their brokerage services, many of these companies also offer investment advisory and other services.


Additional publicly traded financial companies and financial categories can be accessed through the link below:

Publicly Traded Companies in the Financial Sector

A comparison widget that shows trend, earnings per share (EPS), P/E ratio and beta for each of the companies on this list can be accessed through the link below.

Brokers Industry Comparison Widget

Select the company’s link to access charts, news links and company website and social media information.

Brokers: Large-Cap Stocks

Interactive Brokers Group, Inc. (IBKR) (Automated electronic broker)

Raymond James Financial, Inc. (RJF) (Broker-dealer; investment banking)

TD Ameritrade Holding Corporation (AMTD) Brokerage and financial services)

The Charles Schwab Corporation (SCHW) (Asset management and brokerage services)

Brokers: Mid-Cap Stocks

BGC Partners, Inc. (BGCP) (Provides services to both the financial and real estate markets)

E*TRADE Financial Corporation (ETFC) (Online brokerage services)

LPL Financial Holdings Inc. (LPLA) (Brokerage and investment advisory services)

Stifel Financial Corporation (SF) (Broker-dealer; investment banking)

Brokers: Small-Cap Stocks

Cowen Group, Inc. (COWN) (Investment banking, brokerage, alternative asset management)

Investment Technology Group, Inc. (ITG) (Execution and research broker)

Ladenburg Thalmann Financial Services Inc. (LTS) (Investment banking, broker-dealers)

Brokers: Micro-Cap Stocks

Oppenheimer Holdings, Inc. (OPY) (Broker-dealer; investment banking)

Siebert Financial Corp. (SIEB) (Broker-dealer; investment banking)

Related Links:

Publicly Traded Companies by Sector and Industry