List of Publicly Traded Mid and Small-Cap Asset Management Companies Listed on Major U.S. Exchanges - InvestSnips: Your Sector Investment Guide

Publicly Traded Mid and Small-Cap Asset Management Companies

U.S. Exchanges

List of Publicly Traded Mid and Small-Cap Asset Management Companies Listed on Major U.S. Exchanges

Many of the mid and small-cap asset management companies share similar characteristics to their large-cap counterparts. These companies provide financial products and services to a range of clients with the goal of helping their clients meet their financial objectives. Like the large-caps, many of these companies offer a range of strategies (equities, fixed income, alternative investments) through a number of investment vehicles (mutual funds, ETFs, closed-end funds, etc.). What differentiates these companies is (as a general rule) the fact they have fewer assets under management (AUM) and less of a global reach. With some of these companies you also start to see more of a specialized focus on a more select group of strategies or a specific demographic/industry that the company is targeting.

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Additional publicly traded financial companies and financial categories can be accessed through the link below:

Publicly Traded Companies in the Financial Sector

A comparison widget that shows trend, earnings per share (EPS), P/E ratio and beta for each of the companies on this list can be accessed through the link below.

Mid and Small-Cap Asset Management Industry Comparison Widget

Select the company’s link to access charts, news links and company website and social media information.

Asset Management Companies: Mid-Cap Stocks

Affiliated Managers Group, Inc. (AMG)

AllianceBerstein Holdings L.P. (AB)

Artisan Partners Asset Management Inc. (APAM)

Eaton Vance Corporation (EV)

Janus Henderson Group plc (JHG)

KKR & Co. L.P. (KKR)

Lazard Ltd. (LAZ)

Legg Mason, Inc. (LM)

SEI Investments Company (SEIC)