Micro Cap Financial Stocks

U.S. Exchanges

List of Micro-Cap Financial Stocks Listed on U.S. Exchanges

This list includes companies in the financial sector with a market capitalization less than 300 million dollars. In the world of investing these are referred to as micro-cap stocks. We update this page at the start of every month so it is possible that during the course of a month a company’s market cap might go above 300 million between updates.  Additional companies in the financial sector can be found through the following links:

List of Financial Sector Companies

Large-Cap Financial Sector

Mid-Cap Financial Sector

Small-Cap Financial Sector

Due to the size of the financial sector, we have created separate sections for the following categories:

Micro-Cap Banks

Micro-Cap Insurance

Micro-Cap Real Estate

A comparison widget that shows trend, earnings per share (EPS), P/E ratio and beta for each of the companies on this list can be accessed through the link below.

Micro-Cap Financial Sector Comparison Widget

Select the company’s link to access charts, news links and company website and social media information.

Alternative Asset Management Companies

Institutional Financial Markets, Inc. (IFMI) (Credit investments)

Medley Management Inc. (MDLY) (Senior secured loans provided to small and mid-sized companies)

ZAIS Group Holdings, Inc. (ZAIS) (CLOs, CMBS, corporate fixed income instruments, mortgage-related fixed income instruments, Non-Agency RMBS and residential whole loans)

Asset Management Companies  

Ashford Inc. (AINC)

Calamos Asset Management, Inc. (CLMS)

Hennessy Advisors, Inc. (HNNA)

Jupai Holdings Ltd. (JP) (IPO in July 2015: China: third-party wealth management service provider)

Manning & Napier, Inc. (MN)

Silvercrest Asset Management Group Inc. (SAMG)

U.S. Global Investors, Inc. (GROW)

Brokers

Oppenheimer Holdings, Inc. (OPY) (Broker-dealer; investment banking)

Siebert Financial Corp. (SIEB) (Broker-dealer; investment banking)

Credit and Prepaid Cards

CPI Card Group, Inc. (PMTS) (IPO in October 2015: Payment card solutions and related services)

Electronic Trading Services

FXCM Inc. (FXCM) (Forex)

Financial Services

Atlanticus Holdings Corporation (ATLC) (Credit Cards, Auto, Retail, Loan Servicing)

China Lending Corporation (CLDC) (China: lending services)

Consumer Portfolio Services, Inc. (CPSS) (Automotive)

Marlin Business Services Corp. (MRLN)

Medallion Financial Corp. (MFIN) (Consumer loan products)

Nicholas Financial, Inc. (NICK) (Automotive)

Financial News, Research and Data

Value Line, Inc. (VALU) (Investment research)

Investment Banks

FBR & Co (FBRC)

JMP Group LLC (JMP)

Related Links:

Stocks by Market Cap

Publicly Traded Companies by Sector and Industry

Micro-Cap Stocks