Publicly Traded Alternative Asset Management Companies

U.S. Exchanges

List of Publicly Traded Alternative Asset Management Companies Listed on Major U.S. Exchanges

Traditional asset management companies invest in a wide range of investment vehicles which can include mutual funds, fixed income, ETFs and closed-end funds (at times alternative assets as well). The alternative asset management companies shy away from these traditional investments and instead focus on a wide range of non-traditional investments. Examples of these alternative investments include:

  • Credit investments (Examples include CLOs, CMBS, corporate fixed income instruments, mortgage-related fixed income instruments, Non-Agency RMBS and residential whole loans)
  • Direct Lending
  • Private Equity
  • Real Estate

Resources:

Additional publicly traded financial companies and financial categories can be accessed through the link below:

Publicly Traded Companies in the Financial Sector

Additional asset management companies can be located through the following links:

Large-Cap Asset Management Companies

Mid and Small-Cap Asset Management Companies

A comparison widget that shows trend, earnings per share (EPS), P/E ratio and beta for each of the companies on this list can be accessed through the link below.

Alternative Asset Management Industry Comparison Widget

Select the company’s link to access charts, news links and company website and social media information.

In parentheses examples of investing areas focus for the company have been listed.

Alternative Asset Management Companies: Large-Cap Stocks

The Blackstone Group L.P. (BX) (Credit-oriented funds, closed end mutual funds, customized hedge fund funds, private equity funds and real estate funds)

Alternative Asset Management Companies: Mid-Cap Stocks

Apollo Global Management, LLC. (APO) (Credit, private equity and real estate)

Ares Management L.P. (ARES) (Direct lending, private equity, real estate and tradable credit)

Oaktree Capital Group, LLC. (OAK) (Convertible securities, corporate debt, distressed debt, real estate and listed equities)

The Carlyle Group L.P. (CG) (Corporate private equity, global market strategies, real assets)

Alternative Asset Management Companies: Small-Cap Stocks

Cowen Group, Inc. (COWN) (Investment banking, brokerage, alternative asset management)

Hamilton Lane Incorporated (HLNE) (IPO March 1, 2017; alternative investment management)

Och-Ziff Capital Management Group LLC. (OZM) (CLOs, credit funds, equity funds, multi-strategy funds and real estate funds)

Alternative Asset Management Companies: Micro-Cap Stocks

Fifth Street Asset Management Inc. (FSAM) (Financing solutions to small and mid-sized companies)

Institutional Financial Markets, Inc. (IFMI) (Credit investments)

Medley Management Inc. (MDLY) (Senior secured loans provided to small and mid-sized companies)

ZAIS Group Holdings, Inc. (ZAIS) (CLOs, CMBS, corporate fixed income instruments, mortgage-related fixed income instruments, Non-Agency RMBS and residential whole loans)

Related Links:

Publicly Traded Companies by Sector and Industry